Amber Dawn Brummit

I am a Stock Broker based in USA.
I have enough experience to help you improve the financial worth of your investment portfolio.

About Me

Amber Dawn Brummit

29

Years of
Experience

Financial Consultant | Stock Broker

I have worked for over 27 years with about three(3) prestigious brokerage/investment firms in the United States. I have accumulated enough experience to thoroughly examine an investment portfolio and develop several profit accumulation strategies across multiple financial markets. Send a message, Let us get started on improving your investments.

  • 0

    Licensed Examinations
  • 0

    Happy Clients
  • 0K

    Portfolio Handled
  • 0+

    Years of Experience

Examinations

Series 65 - Uniform Investment Adviser Law Examination
[Nov 22, 2010]
State Securities Law Exam
Series 63 - Uniform Securities Agent State Law Examination
[Jun 2, 1997]
State Securities Law Exam
SIE - Securities Industry Essentials Examination
[Oct 1, 2018]
General Industry/Products Exam
Series 7 - General Securities Representative Examination
[Apr 11, 1997]
General Industry/Products Exam
Services

What I Do for My Clients

  • Digital Trading

  • Stock Brokerage

  • Financial Consulting

Resume

My Work Experience

  • Stock Broker | Investment Adviser 2005 - Present (18 years)

    LPL FINANCIAL LLC (CRD# 6413)
  • Investment Adviser 2011 - Present (13 years)

    QUAD CITY INVESTMENT CENTER (CRD# 112187)
  • Stock Broker1997 - 2005 (8 years)

    ROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)
Testimonials

What Clients Say

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